Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce David Katz is an investment advisor representative with Cibc Private Wealth Advisors, Inc. located in New York, NY. Bruce has been in the financial services industry since 1992. Bruce holds the Series 63, 65, and 66 licenses as well as the SIE and Series 7. Bruce is also a Certified Financial Planner. In addition to his work at Cibc Private Wealth Advisors, Inc., Bruce has worked with other firms in the past, including Invesco Distributors, Inc., Invesco AIM Distributors, Inc., AT Investor Services, Inc., First Fund Distributors, Inc., Zweig Securities Corp., and Mitchell Hutchins Asset Management Inc. Bruce provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/22/2004 - Present
Cibc Private Wealth Advisors, Inc. (New York NY)
NY
01/01/2011 - 01/02/2014
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
TX
12/07/2007 - 03/26/2009
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
NY
02/08/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (NEW YORK NY)
AZ
02/19/1998 - 02/13/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CT
04/21/1993 - 12/16/1996
ZWEIG SECURITIES CORP. (HARTFORD CT)
NY
07/18/1989 - 02/24/1993
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
BOTH
Issued 07/27/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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