Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Hermann is a financial advisor with over 29 years of experience in the industry. Bruce is currently registered with Osaic Advisory Services, LLC. Bruce has been registered with the state of Delaware since 2018 and is currently registered as a Registered Investment Advisor (IA) in 11 states. Bruce has also passed several industry exams, including the Series 6, Series 7, Series 63, Series 65 and the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
10/09/2018 - Present
Osaic Advisory Services, LLC (Milford DE)
DE
05/05/2014 - 08/23/2024
TRIAD ADVISORS LLC (Milford DE)
DE
09/03/2013 - 05/05/2014
CETERA ADVISOR NETWORKS LLC (MILFORD DE)
DE
10/11/2012 - 09/03/2013
WALNUT STREET SECURITIES, INC. (MILFORD DE)
DE
03/04/1998 - 10/02/2012
L.M. KOHN & COMPANY (MILFORD DE)
MA
03/01/1996 - 02/27/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/21/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 10/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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