Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Daniels Phelps is a financial advisor with over 20 years of experience in the industry. Bruce has a strong background in the financial services sector and holds Series 63, SIE, Series 16 and Series 7 licenses. Bruce is currently registered with Prudential Investment Management Services LLC in Newark, NJ. Bruce was previously registered with Barclays Capital Inc. and Lehman Brothers Inc. Bruce is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/22/2017 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
09/22/2008 - 12/09/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/24/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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