Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Daniel Barron is a financial advisor with over 40 years of experience in the industry. Currently, Bruce Barron is registered with LPL Financial LLC. Bruce Barron is registered in 26 states as an Investment Advisor Representative and as a Broker/Dealer. Bruce Barron previously worked with Waddell & Reed, UBS Financial Services Inc., Nations Financial Group, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Piper Jaffray Inc. and Noble Securities Co. Bruce Barron specializes in providing investment advice and services to high-net-worth individuals, corporations, and other businesses, including charitable organizations and pension and profit-sharing plans. Bruce Barron's areas of expertise include financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/21/2021 - Present
LPL Financial LLC (BLOOMINGTON MN)
MN
04/29/2016 - 07/21/2021
WADDELL & REED (BLOOMINGTON MN)
MN
11/29/2010 - 05/10/2016
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
01/14/2005 - 12/01/2010
NATIONS FINANCIAL GROUP, INC. (NEW PRAGUE MN)
MO
07/01/2003 - 01/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/02/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
09/29/1981 - 04/13/1993
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
05/18/1981 - 10/01/1981
NOBLE SECURITIES CO.
BOTH
Issued 10/24/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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