Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Dale Carter is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. Bruce Dale Carter is currently registered with the state of Ohio and is also a resident registered investment advisor in Texas. Bruce Dale Carter has 7 years of experience in the industry and has been with Wells Fargo Clearing Services, LLC for 7 years. Bruce Dale Carter is a securities representative registered with FINRA and the state of Ohio. Bruce Dale Carter holds the Series 7 and Series 66 securities licenses and the SIE exam. Bruce Dale Carter's firm, Wells Fargo Clearing Services, LLC, manages $10 billion - $50 billion in assets. Bruce Dale Carter and the firm specialize in investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/30/2024 - Present
Wells Fargo Clearing Services, LLC (AKRON OH)
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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