Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Cunningham Turner is a registered representative with Interactive Brokers LLC. Bruce has been in the industry since March 28, 1990. Bruce has passed the Series 7, Series 55, Series 24, Series 63, Series 99TO and Series 57TO exams. Bruce has worked for several firms including Automated Equity Finance Markets, Inc., Quadriserv Securities, Inc., CIBC World Markets Corp., Salomon Smith Barney Inc., and Oppenheimer & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/07/2013 - Present
Interactive Brokers LLC (GREENWICH CT)
NY
12/18/2008 - 06/12/2013
AUTOMATED EQUITY FINANCE MARKETS, INC. (NEW YORK NY)
NY
06/13/2007 - 12/26/2008
QUADRISERV SECURITIES, INC. (NEW YORK NY)
NY
04/22/2002 - 11/06/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/23/1993 - 07/09/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/22/1988 - 07/28/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 08/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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