Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Crowell Anfindsen has been in the financial services industry since 1999. Bruce is currently registered with Aldwych Securities LLC, a firm based in Stamford, CT. Bruce is licensed to conduct business in Connecticut. Bruce previously worked for INTL FCSTONE SECURITIES INC., CICERONE SECURITIES, LLC and UBS SECURITIES LLC. Bruce holds Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/01/2013 - Present
Aldwych Securities LLC (Stamford CT)
NY
07/22/2011 - 09/18/2013
INTL FCSTONE SECURITIES INC. (NEW YORK NY)
NY
02/18/2009 - 07/05/2011
CICERONE SECURITIES, LLC (NEW YORK, N.Y. 10022 NY)
CT
09/27/2002 - 11/17/2008
UBS SECURITIES LLC (STAMFORD CT)
NY
04/21/1999 - 08/23/2002
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 10/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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