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Bruce Craig Bennett

Loop Capital Markets LLC

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About Bruce Craig Bennett

Bruce Bennett is a financial professional with over 20 years of experience in the industry. Bruce is currently registered with Loop Capital Markets LLC, a firm that provides a variety of financial services. Previously, Bruce worked for THE OAK RIDGE FINANCIAL SERVICES GROUP, INC., MAXWELL SIMON, INC., and ROBERT W. BAIRD & CO. INCORPORATED. Bruce holds several licenses including Series 7, 63, and 53. Bruce specializes in helping clients with investment banking services.

Firm Information

Bruce Bennett is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Bruce Bennett’s Registration & Firm History

MN

08/18/2020 - Present

Loop Capital Markets LLC (St. Louis Park MN)

MN

03/15/2016 - 08/17/2020

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)

MN

03/02/2009 - 03/10/2016

MAXWELL SIMON, INC. (MINNEAPOLIS MN)

MN

05/20/1997 - 03/06/2007

ROBERT W. BAIRD & CO. INCORPORATED (SAINT PAUL MN)

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Licenses & Designations

BC

Issued 06/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/31/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Craig Bennett.
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