Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Hopper is a financial advisor with over 30 years of experience in the industry. Bruce currently works with PFG Advisors, LLC and is registered in several states including New Mexico, Texas and Arizona. Bruce has also held past positions with Securities America, Inc., Foothill Securities, Inc., Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Bruce holds a Series 63, Series 65, Series 7, Series 2, and Series 3 license. Bruce also volunteers with the Adaptive Sports Program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
06/14/2023 - Present
PFG Advisors (ALBUQUERQUE NM)
NM
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (ALBUQUERQUE NM)
NM
09/18/2012 - 12/08/2016
FOOTHILL SECURITIES, INC. (ALBUQUERQUE NM)
NM
06/01/2009 - 08/08/2012
MORGAN STANLEY SMITH BARNEY (ALBUQUERQUE NM)
NM
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALBUQUERQUE NM)
NM
09/10/1992 - 04/02/2007
MORGAN STANLEY DW INC. (ALBUQUERQUE NM)
BC
Issued 03/20/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1991
Series 2 - Non-Member General Securities Examination
BC
Issued 04/27/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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