Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Charles Goudeau is a financial advisor at Stephens. Bruce has been in the industry since 1979 and has worked for several firms throughout his career, including MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and LEGG MASON WOOD WALKER, INCORPORATED. Bruce is registered with the states of Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Rhode Island, South Carolina, Tennessee, Texas, and Virginia. Bruce offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
LA
05/19/2014 - Present
Stephens (SHREVEPORT LA)
LA
06/01/2009 - 05/20/2014
MORGAN STANLEY (SHREVEPORT LA)
LA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREVEPORT LA)
MD
09/18/1991 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
05/25/1988 - 09/23/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 06/28/1988
SHEARSON LEHMAN HUTTON INC.
NA
06/21/1979 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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