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Bruce Carleton Clayton

Clsa Americas, LLC

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About Bruce Carleton Clayton

Bruce Clayton is a financial professional with over 30 years of experience in the industry. Bruce currently works at Clsa Americas, LLC and is registered as a Registered Representative (RA) in California, Connecticut, and Texas. Previously, Bruce worked at Credit Agricole Securities (USA) Inc. and Deutsche Bank Securities Inc. Bruce has a wide range of experience, having previously held positions at Credit Agricole Securities (USA) Inc. and Deutsche Bank Securities Inc. Bruce holds the Series 63, Series 66, Series 7, and SIE licenses. Bruce has a current active registration with FINRA and is also an active Investment Advisor Representative.

Firm Information

Bruce Clayton is currently registered with Clsa Americas, LLC. Clsa Americas, LLC is a Limited Liability Company formed on August 15, 2012. The firm is registered as an investment adviser in 53 states and the District of Columbia. Clsa Americas, LLC provides referrals to others, research product & arrangement and referral services. The firm has 117 clients that are other investment advisers.

Not reported

Assets Under Management

119

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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referrals to others; research product & arrangement and referral service

Referrals to others; research product & arrangement and referral service

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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other

Negotiated rates for research product

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Bruce Clayton’s Registration & Firm History

NY

01/29/2019 - Present

Clsa Americas, LLC (NEW YORK NY)

NY

05/02/2000 - 06/03/2013

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

11/24/1995 - 05/23/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NA

06/03/1993 - 02/21/1997

CROSBY SECURITIES INC.

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Licenses & Designations

BOTH

Issued 12/05/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bruce Carleton Clayton.
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