Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce McCaw is a financial advisor who has been in the industry since 1971. Bruce is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since 2023. Prior to that, Bruce worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, NA. Bruce has a wide range of experience in the financial services industry, including securities, investments, and financial planning. Bruce has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/11/2023 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
03/08/1979 - 06/29/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
NA
08/12/1971 - 12/13/1978
CITY SECURITIES CORPORATION
IA
Issued 11/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1977
PC - AMEX Put and Call Exam
BC
Issued 08/10/1971
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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