Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Corwin is a financial advisor who has been in the industry since 2007. Bruce is registered with the state of Kentucky and has been with First Kentucky Securities Corp. since May 2020. Bruce has previously worked with Raymond James & Associates, Inc. and Morgan Stanley Smith Barney. Bruce is a Certified Financial Planner and specializes in providing financial planning, security ratings, portfolio management for businesses and individuals, and selection of other advisers. Bruce is a member of the Bourbon Brotherhood and co-chairs the Bourbon Mixer, a charity fundraising event.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
05/29/2020 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
06/17/2019 - 06/01/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (LOUSIVILLE KY)
KY
10/21/2011 - 06/20/2019
RAYMOND JAMES & ASSOCIATES, INC. (LOUISVILLE KY)
KY
04/29/2010 - 08/26/2011
MORGAN STANLEY SMITH BARNEY (LOUISVILLE KY)
BC
Issued 05/14/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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