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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Palen is an investment advisor representative with Sovereign Financial Group, Inc. Bruce has been in the financial services industry for over 30 years, with previous experience at Ameriprise Financial Services, Inc., Purshe Kaplan Sterling Investments, and A. G. Edwards & Sons, Inc. Bruce is licensed in Michigan and holds multiple professional designations. Bruce focuses on providing investment advice to individuals and businesses, including financial planning and portfolio management services. Bruce and Sovereign Financial Group, Inc. provide a range of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
01/02/2024 - Present
Sovereign Financial Group, Inc. (Northville MI)
MI
08/13/2018 - 12/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Northville MI)
MI
10/05/2009 - 08/02/2018
AMERIPRISE FINANCIAL SERVICES, INC. (FARMINGTON HILLS MI)
MI
09/21/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LIVONIA MI)
MI
09/25/1998 - 10/04/2007
A. G. EDWARDS & SONS, INC. (NORTHVILLE MI)
MI
05/11/1998 - 09/28/1998
RONEY & CO. (DETROIT MI)
MI
12/21/1990 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NY
09/15/1989 - 12/24/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
01/24/1989 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
10/21/1988 - 01/18/1989
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
NA
05/06/1983 - 05/18/1988
A. G. EDWARDS & SONS, INC.
NA
02/02/1982 - 05/05/1983
FIRST INVESTORS CORPORATION
IA
Issued 08/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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