Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Romberg is a financial advisor registered with Park Avenue Securities LLC. Bruce has been in the industry since 1998 and has experience working with a variety of clients, including individuals, businesses, and charitable organizations. Bruce is registered in Pennsylvania and Wisconsin. Bruce holds the Series 7, 24, 52TO, 53, 63, 65, 82TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/20/2023 - Present
Park Avenue Securities LLC (BETHLEHEM PA)
WI
04/04/2008 - 03/20/2023
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
WI
02/22/2000 - 04/11/2007
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
MO
12/20/1996 - 11/09/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/11/1995 - 12/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 04/20/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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