Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Arnold Sturgeon is a financial advisor with over 20 years of experience in the industry. Bruce is currently registered with Ameriprise Financial Services, LLC and holds both Series 63 and 65 licenses as well as Series 7 and SIE exams. Bruce is registered in multiple states and is an active financial advisor. Prior to Ameriprise Financial Services, LLC, Bruce was associated with Wayne Hummer Investments L.L.C., BANC OF AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., and FIRST UNION SECURITIES, INC. Bruce provides a wide range of financial services to clients, including portfolio management, financial planning, educational seminars and asset allocation services. Bruce is based in Glenview, Illinois and serves clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
04/27/2018 - Present
Ameriprise Financial Services, LLC (GLENVIEW IL)
IL
08/14/2009 - 04/27/2018
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
10/24/2008 - 08/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HIGHLAND PARK IL)
IL
10/30/2000 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (HIGHLAND PARK IL)
MO
03/23/1998 - 04/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 06/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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