Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Pomerantz is a financial advisor at Wells Fargo Clearing Services, LLC, with over 49 years of experience in the industry. Bruce is licensed in 46 states and is registered with FINRA. Bruce has Series 63 and 65 licenses and has taken the Series 7, SIE, 40, and 00 exams. He is also a co-trustee for two long-time clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/07/2017 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NY
01/12/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/06/1976 - 01/26/1998
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NA
10/20/1969 - 02/21/1972
HOWARD LAWRENCE & CO., INC.
IA
Issued 10/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1978
Series 40 - Registered Principal Examination
BC
Issued 08/19/1969
Series 00 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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