Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Dillard is a financial advisor with UBS Financial Services Inc., a firm based in Weehawken, New Jersey. Bruce has been in the industry since 1996 and has held several positions at various firms. Bruce is currently registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR) and is licensed to sell securities in several states, including Colorado and Texas. He is a Series 7 and Series 63 licensed individual. Bruce's current focus is on financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/16/2020 - Present
UBS Financial Services Inc. (DALLAS TX)
NJ
05/09/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
11/10/2003 - 05/22/2006
FIRST HEARTLAND CAPITAL, INC. (JENKINTOWN PA)
NY
10/19/1998 - 03/04/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
01/14/1997 - 12/08/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
02/15/1996 - 01/07/1997
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
NY
01/10/1995 - 02/23/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bruce Dillard is the right advisor for you? Invested Better is here to help.
