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Bruce Anthony Ciallella

Cabot Lodge Securities LLC

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About Bruce Anthony Ciallella

Bruce Anthony Ciallella has been in the financial industry since November 28, 1980. Bruce is currently registered with Cabot Lodge Securities LLC, which is a broker-dealer. Bruce is registered with the state of Arizona, California, Delaware, Florida, Nevada, New Jersey, New York, North Carolina, Pennsylvania and Virginia. Bruce previously worked for IFS Securities, Summit Brokerage Services, Inc., Pan-American Financial Advisers, First Union Securities Financial Network, Inc., Advest, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, E. F. Hutton & Company Inc and Dean Witter Reynolds Inc.

Firm Information

Bruce Ciallella is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Ciallella’s Registration & Firm History

FL

09/11/2019 - Present

Cabot Lodge Securities LLC (Boca Raton FL)

GA

10/02/2017 - 09/18/2019

IFS SECURITIES (ATLANTA GA)

FL

03/23/2005 - 10/06/2017

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

LA

03/27/2002 - 03/24/2005

PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)

MO

04/28/1992 - 03/26/2002

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

CT

09/10/1990 - 05/06/1992

ADVEST, INC. (HARTFORD CT)

NY

10/18/1984 - 09/04/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

07/31/1981 - 10/29/1984

E. F. HUTTON & COMPANY INC

NA

11/24/1980 - 09/08/1981

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 11/26/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Bruce Anthony Ciallella. Review regulatory record here.
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