Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Andrew Lindvig is a financial advisor with over 40 years of experience in the industry. Bruce is currently registered with Stratos Wealth Partners, LTD. Bruce's previous employers include WELLS FARGO ADVISORS LLC, WELLS FARGO CLEARING SERVICES, LLC, LPL FINANCIAL, LLC and UBS FINANCIAL SERVICES INC. Bruce holds the Series 3, 4, 5, 7, 9, 10, 12, 52, 53, 63, and 65 licenses, and is also a Certified Financial Planner. Bruce is experienced in providing portfolio management services for individuals and businesses, financial planning, pension consulting and educational seminars. Bruce is also a FINRA Arbitrator. Bruce is registered in Arizona, Louisiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
AZ
03/13/2017 - Present
Stratos Wealth Partners, Ltd. (SCOTTSDALE AZ)
AZ
08/17/2007 - 03/13/2017
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
07/21/1999 - 08/28/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
NY
11/08/1994 - 08/06/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/11/1991 - 11/11/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
12/06/1990 - 08/02/1991
MASON, HUNT & CO., INC.
TX
11/03/1988 - 01/01/1991
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
08/04/1980 - 11/05/1988
BOETTCHER & COMPANY, INC.
NA
02/04/1980 - 09/04/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 01/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/1986
Series 5 - Interest Rate Options Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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