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Bruce Andrew Kasper

Regions Securities LLC

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About Bruce Andrew Kasper

Bruce Kasper is a financial advisor with Regions Securities LLC. Bruce has been working in the industry since February 16, 2017. Bruce is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 63, Series 79 and SIE. Bruce is registered in the following states: California, Florida, Indiana, Maryland, Nevada, New Jersey, New York, Ohio, Texas, and Virginia.

Firm Information

Bruce Kasper is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Kasper’s Registration & Firm History

GA

02/17/2017 - Present

Regions Securities LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 04/28/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Andrew Kasper.
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