Unclaimed
Bruce Andrew Eisen is a registered representative with Cetera Investment Advisers LLC, a firm based in Schaumburg, IL. Bruce has been in the financial services industry since December 1996. Bruce has a Series 6, Series 63, Series 26 and SIE licenses. Bruce is registered to provide investment advice in California, Delaware, Georgia, Louisiana, Mississippi, Missouri, Oklahoma and Texas. Cetera Investment Advisers LLC has 6626 Registered Representatives and 6645 Investment Adviser Representatives. Bruce is currently registered with Cetera Investment Advisers LLC in Louisiana and Texas and has previously worked at Summit Brokerage Services, Inc. in Lake Charles, LA, LPL Financial LLC in Lake Charles, LA and NYLIFE Securities Inc. in New York, NY. Bruce specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses. Bruce also provides educational seminars and services for the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
06/29/2023 - Present
Cetera Investment Advisers LLC (LAKE CHARLES LA)
LA
05/11/2017 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (LAKE CHARLES LA)
LA
02/09/2000 - 05/24/2017
LPL FINANCIAL LLC (LAKE CHARLES LA)
NY
12/02/1996 - 02/23/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 9/5/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/18/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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