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Bruce Allen Seibel

THE O.n. Equity Sales Co.

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About Bruce Allen Seibel

Bruce Allen Seibel is a registered representative with The O.n. Equity Sales Co. based in Fargo, ND. Bruce has been working in the financial industry since January 19, 1980. Bruce is registered in 5 states including Colorado, Kansas, Minnesota, New Mexico, and North Dakota. Bruce has a Series 1, 7, 24, 63 and SIE licenses and holds a General Securities Principal Examination. Bruce previously worked at Financial Network Investment Corporation, Fahnestock & Co., Inc., B.C. Christopher Securities Co., Morison Securities, Inc., MONY Sales, Inc., and The Mutual Life Insurance Company of New York.

Firm Information

Bruce Seibel is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce Seibel’s Registration & Firm History

ND

07/11/1994 - Present

THE O.n. Equity Sales Co. (FARGO ND)

CA

01/07/1992 - 07/06/1994

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

03/23/1990 - 12/31/1991

FAHNESTOCK & CO., INC. (NEW YORK NY)

MO

12/23/1988 - 03/23/1990

B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)

NA

10/28/1983 - 12/23/1988

MORISON SECURITIES, INC.

NA

05/23/1978 - 03/09/1982

MONY SALES, INC.

NA

05/23/1978 - 03/09/1982

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

BC

Issued 09/26/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1993

Series 7 - General Securities Representative Examination

BC

Issued 05/16/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bruce Allen Seibel. Review regulatory record here.
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