Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Popper is a financial advisor who has been in the industry since 1989. Bruce is a Certified Financial Planner and Chartered Financial Consultant. Bruce currently works at Lion Street Advisors, LLC as a Senior Estate Planning Consultant. Bruce's prior experience includes working at The Leaders Group, Inc., ING Financial Partners, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Linsco/Private Ledger Corp., Pruco Securities Corporation, The Prudential Insurance Company of America and MONY Securities Corp. Bruce is registered with FINRA as a Registered Representative (Series 7) and has passed the Investment Company Products/Variable Contracts Representative Examination (Series 6). Bruce is also registered as an Investment Advisor Representative (Series 65) and holds the Securities Industry Essentials Examination (SIE). Bruce holds registrations in Florida, Idaho, Kansas, Nevada, New York, Oklahoma, Oregon, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/11/2020 - Present
Lion Street Advisors, LLC (AUSTIN TX)
CO
07/15/2013 - 08/11/2020
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
01/15/2013 - 07/02/2013
THE LEADERS GROUP, INC. (LITTLETON CO)
MN
01/22/2010 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (STILLWATER MN)
TX
07/01/2003 - 04/16/2008
WACHOVIA SECURITIES, LLC (HOUSTON TX)
NY
08/14/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
SC
04/30/1996 - 08/05/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
03/07/1991 - 02/07/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/07/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
05/13/1987 - 02/08/1991
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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