Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Lewin is an investment advisor representative with RBC Capital Markets, LLC. Bruce has been in the securities industry since October 9, 1996. Bruce is registered in 26 states and has a Series 7, Series 31, and Series 63. Bruce has previously worked for Raymond James Financial Services, Inc., B. Riley Wealth Management, LPL Financial LLC, Southwest Securities, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, First Union Securities, Inc., Dain Rauscher Incorporated, Dean Witter Reynolds Inc., and Addison Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/17/2023 - Present
RBC Capital Markets, LLC (Frisco TX)
TX
04/15/2020 - 10/19/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Dallas TX)
TX
08/27/2018 - 04/20/2020
B. RILEY WEALTH MANAGEMENT (DALLAS TX)
TX
12/17/2010 - 09/07/2018
LPL FINANCIAL LLC (DALLAS TX)
TX
08/26/2005 - 01/21/2011
SOUTHWEST SECURITIES, INC. (PLANO TX)
MO
07/01/2003 - 08/29/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/16/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
03/12/1999 - 08/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
03/02/1998 - 03/17/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/02/1998 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
10/11/1996 - 12/26/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
09/27/1996 - 10/03/1996
ADDISON SECURITIES, INC. (DALLAS TX)
BC
Issued 10/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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