Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Allen Davis is an investment professional with over 30 years of experience in the financial services industry. Bruce is currently registered with Wells Fargo Clearing Services, LLC, and is a registered representative in Florida and North Carolina. Bruce holds the Series 7, 24, 52, 53, 63, and 65 licenses. Prior to joining Wells Fargo Clearing Services, LLC, Bruce was associated with Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Bruce has a proven track record of success in providing investment advice and guidance to individuals, families, and businesses. Bruce is committed to providing his clients with personalized service and tailored solutions to meet their unique financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/28/2024 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
FL
06/01/2009 - 06/03/2019
MORGAN STANLEY (AVENTURA FL)
FL
05/09/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
01/22/1998 - 05/21/2008
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
NJ
09/19/1990 - 01/28/1998
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
06/08/1989 - 10/11/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
11/09/1983 - 06/17/1989
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 09/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/1992
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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