Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Cain is a financial advisor working with Founders Financial Securities LLC. Bruce Cain has been a registered financial advisor since 1995. Bruce Cain has been working in the financial services industry since 1995. Bruce Cain holds the Series 63, Series 65, Series 7 and Series 24 licenses. Bruce Cain is currently registered in 16 states and has worked with clients in a variety of industries including individuals, corporations, charitable organizations and pension plans. Bruce Cain provides a variety of services including financial planning, portfolio management, and selection of other advisers. Bruce Cain's services include investment advice and insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
07/07/2022 - Present
Founders Financial Securities LLC (Anderson IN)
IN
01/01/2004 - 09/09/2016
CETERA ADVISORS LLC (ANDERSON IN)
OH
04/05/1995 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
IA
Issued 11/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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