Unclaimed
Bruce Allan Martin is a financial professional with over 30 years of experience in the financial services industry. Bruce is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2012. Prior to joining Fidelity, Bruce held positions at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services, Inc. Bruce holds a variety of licenses and certifications, including the Series 6, 7, 24, 26 and SIE exams. Bruce is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/23/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
TX
01/03/2012 - 09/06/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
03/09/1999 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
RI
08/06/1996 - 03/09/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
WI
05/09/1994 - 04/10/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
BC
Issued 08/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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