Unclaimed
Bruce Henderson is a financial professional with over 28 years of experience in the industry. Bruce is currently registered with Needham & Company, LLC and has previously held positions at Miller Tabak + Co., LLC, Citigroup Global Markets Inc. and Prudential Securities Incorporated. Bruce holds the Series 7, Series 16, Series 24, Series 63, Series 86 and Series 87 licenses. Bruce is also a Registered Representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
05/22/2012 - Present
Needham & Company, LLC (NEW YORK NY)
NY
06/01/2009 - 05/24/2012
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
07/07/2000 - 02/12/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/17/1992 - 07/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/28/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/25/1992
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 08/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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