Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Alan Simmons is a financial advisor with over 30 years of experience in the financial services industry. Bruce has worked with firms such as World Equity Group, Inc., International Assets Advisory, LLC, and Sanctuary Advisors, LLC. Currently, Bruce is affiliated with Sanctuary Advisors, LLC. Bruce has a Series 3, Series 7, and Series 63 license and is registered in Kansas and Texas. Bruce offers a wide range of financial planning services including portfolio management, selection of other advisors, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
12/11/2024 - Present
Sanctuary Advisors, LLC (GREENLEAF KS)
IL
03/25/2014 - 01/08/2019
WORLD EQUITY GROUP, INC. (SCHAUMBURG IL)
TX
04/25/2012 - 03/17/2014
INTERNATIONAL ASSETS ADVISORY, LLC (AUSTIN TX)
GA
09/15/2010 - 05/03/2012
WOODSTOCK FINANCIAL GROUP, INC. (WOODSTOCK GA)
TX
08/06/2010 - 08/30/2010
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
TX
05/18/2007 - 08/26/2010
APS FINANCIAL CORPORATION (AUSTIN TX)
NY
07/18/2006 - 05/17/2007
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
NJ
06/28/2005 - 05/17/2007
DIRECT TRADING INSTITUTIONAL, L.P. (JERSEY CITY NJ)
NJ
07/17/2006 - 07/20/2006
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
TX
03/27/2003 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
TX
01/14/1991 - 04/04/2003
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
NY
09/19/1989 - 11/28/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bruce Simmons is the right advisor for you? Invested Better is here to help.
