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Bruce Alan McDonald

Wells Fargo Securities, LLC

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About Bruce Alan McDonald

Bruce Alan McDonald is a financial professional with over two decades of experience in the industry. He is currently registered with Wells Fargo Securities, LLC, and has previously held positions at Houlihan Lokey Capital, Inc., Wachovia Capital Markets, LLC, Deutsche Bank Securities Inc., and BT Alex. Brown Incorporated.

Firm Information

Bruce McDonald is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce McDonald’s Registration & Firm History

NC

07/07/2016 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

VA

04/22/2009 - 07/18/2016

HOULIHAN LOKEY CAPITAL, INC. (MCLEAN VA)

NC

03/23/2004 - 03/13/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

NY

06/14/1999 - 02/23/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

12/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 10/04/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/29/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bruce Alan McDonald.
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