Unclaimed
Bruce Alan MacFarlane is a registered representative with Access Securities, LLC. Bruce has been in the securities industry since 1994 and has experience in investment banking. Bruce has earned the following licenses: Series 7, Series 79, Series 63 and SIE. Bruce is registered to sell securities in California, Connecticut, Florida, Maryland, Massachusetts, Nevada, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/08/2021 - Present
Access Securities, LLC (STAMFORD CT)
NY
09/19/1994 - 12/22/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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