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Bruce Alan MacFarlane

Access Securities, LLC

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About Bruce Alan MacFarlane

Bruce Alan MacFarlane is a registered representative with Access Securities, LLC. Bruce has been in the securities industry since 1994 and has experience in investment banking. Bruce has earned the following licenses: Series 7, Series 79, Series 63 and SIE. Bruce is registered to sell securities in California, Connecticut, Florida, Maryland, Massachusetts, Nevada, New Jersey and New York.

Firm Information

Bruce MacFarlane is currently registered with Access Securities, LLC. Access Securities, LLC is a Limited Liability Company formed in May 2007. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bruce MacFarlane’s Registration & Firm History

CT

11/08/2021 - Present

Access Securities, LLC (STAMFORD CT)

NY

09/19/1994 - 12/22/1997

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/05/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/05/2021

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bruce Alan MacFarlane.
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