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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Hawkes is a financial advisor at LPL Financial LLC in Danvers, Massachusetts. Bruce has over 40 years of experience in the financial services industry. Bruce is registered with FINRA as a General Securities Representative and has a Series 6 and Series 63 license. Bruce is also registered with the state of Massachusetts as an investment advisor representative. Bruce has a strong track record of providing financial advice to individuals and families. Bruce specializes in financial planning, retirement planning, college savings, and investment management. Bruce is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/30/2024 - Present
LPL Financial LLC (DANVERS MA)
MA
10/03/2016 - 05/31/2024
CETERA ADVISORS LLC (N. READING MA)
MA
07/25/1997 - 10/03/2016
INVESTORS CAPITAL CORP. (METHUEN MA)
MA
04/29/1987 - 06/13/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/27/1983 - 06/13/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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