Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Alan Hagan is a financial advisor with NBC Securities, Inc. Bruce has been in the industry since 1982 and is registered with FINRA and the states of Alabama, California, Colorado, Florida, Georgia, Maine, Michigan, Missouri, North Carolina, Tennessee, Texas, Vermont, Virginia, and West Virginia. Bruce is also a Certified Financial Planner. Bruce is a member of the NBC Securities, Inc. team since March 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/12/2019 - Present
NBC Securities, Inc. (TALLAHASSEE FL)
MO
08/25/1989 - 04/18/2000
JWGENESIS FINANCIAL SERVICES, INC. (ST. LOUIS MO)
NY
05/30/1984 - 09/09/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/23/1976 - 08/25/1978
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 11/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/04/1998
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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