Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Goldfarb is a financial advisor with over 30 years of experience in the industry. He is currently registered with Lake Street Capital Markets, LLC, and has previously held positions with CRAIG-HALLUM CAPITAL GROUP LLC and WELLS FARGO BROKERAGE SERVICES, L.L.C.. Bruce is licensed to conduct business in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
04/04/2013 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
08/05/2009 - 04/04/2013
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
MN
10/14/1993 - 08/05/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BC
Issued 10/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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