Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bruce? Claim Your ProfileBruce Kaufman is a financial professional with over 14 years of experience in the industry. Bruce is currently registered with Young America Capital, LLC and holds a Series 7, Series 63, Series 79TO and SIE license. Bruce has been with Young America Capital, LLC since June 2012. Prior to that, Bruce was a registered representative with First Union Securities, Inc. and CPIBD LLC. Bruce has a strong background in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/19/2012 - Present
Young America Capital, LLC (MAMARONECK NY)
CT
02/08/2011 - 09/06/2011
FIRST UNION SECURITIES, INC. (SHELTON CT)
NY
10/07/2009 - 01/03/2011
CPIBD LLC (NEW YORK NY)
NA
01/15/1991 - 07/29/1993
LEHMAN BROTHERS INC.
BC
Issued 10/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bruce Kaufman is the right advisor for you? Invested Better is here to help.
