Unclaimed
Brooks Walter Scholl is a financial professional with over 14 years of experience in the industry. Brooks has a strong background in investment banking and trading, having passed the Series 7, 57TO, and 79TO exams. Brooks is also a registered principal with the Series 24 designation and has been a registered representative of Deutsche Bank Securities Inc. since September 16, 2008. Brooks is currently licensed in all 50 states. In addition to his work as a financial professional, Brooks is also a licensed securities agent with the Series 63 designation. Brooks is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
09/16/2008 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
BC
Issued 08/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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