Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Taylor Harris is a financial advisor in Alexandria, Louisiana, with over 20 years of experience in the financial services industry. Brooks currently works with LPL Financial LLC, and previously worked with FSC Securities Corporation, Commonwealth Financial Network, and Lincoln Financial Advisors Corporation. Brooks has Series 6, 7, 24, 31 and 66 licenses. Brooks specializes in providing a range of financial services, including financial planning, portfolio management, and investment advisory services. Brooks is licensed to offer these services in Arkansas, Colorado, Florida, Louisiana, Mississippi, Missouri, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
10/01/2019 - Present
LPL Financial LLC (ALEXANDRIA LA)
LA
03/07/2017 - 10/03/2019
FSC SECURITIES CORPORATION (ALEXANDRIA LA)
LA
11/01/2012 - 03/06/2017
COMMONWEALTH FINANCIAL NETWORK (ALEXANDRIA LA)
LA
11/01/2004 - 11/19/2012
LPL FINANCIAL LLC (ALEXANDRIA LA)
IN
05/06/2002 - 11/03/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/06/2002 - 11/03/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IL
12/21/1999 - 04/23/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 08/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brooks Harris is the right advisor for you? Invested Better is here to help.
