Unclaimed
Brooks Michael Banyai is a financial advisor with Fidelity Brokerage Services LLC. He is licensed in Massachusetts, Texas, and Utah. Brooks has been working in the industry since 1998 and holds Series 7, 9, 10, and 63 licenses as well as the SIE exam. His firm's registration number is 23292.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/14/1998 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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