Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Matthew Wallington is a financial advisor with over 16 years of experience in the industry. Brooks is currently registered with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Brooks provides a wide range of financial services to individuals, families, and businesses, including investment management, financial planning, and retirement planning. Prior to joining LPL Financial LLC, Brooks has held positions at several other prominent firms, including Principal Securities, Inc., MetLife Securities Inc., Pruco Securities, LLC., Synovus Securities, Inc., and Fifth Third Securities, Inc. Brooks has a deep understanding of the financial markets and is committed to providing personalized advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/19/2025 - Present
LPL Financial LLC (ST. PETERSBURG FL)
FL
11/18/2015 - 07/10/2017
PRINCIPAL SECURITIES, INC. (St Petersburg FL)
FL
05/27/2014 - 11/23/2015
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
FL
03/06/2013 - 05/29/2014
PRUCO SECURITIES, LLC. (ST. PETERSBURG FL)
FL
02/27/2012 - 03/05/2013
SYNOVUS SECURITIES, INC. (ST. PETERSBURG FL)
FL
06/09/2006 - 02/03/2012
FIFTH THIRD SECURITIES, INC. (TAMPA FL)
BOTH
Issued 03/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brooks Wallington is the right advisor for you? Invested Better is here to help.
