Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Louis Sternberg is a financial advisor at Transamerica Financial Advisors, Inc., a firm with over $1 billion - $10 billion in assets under management. Brooks has been a registered representative for over 20 years, beginning in 2001. Brooks has a strong background in securities, including Series 6, Series 26, and Series 63 licenses. Brooks focuses on providing financial planning, portfolio management and selection of other advisors for individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (RANCHO CUCAMONGA CA)
CA
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (RANCHO CUCAMONGA CA)
GA
07/18/2001 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 07/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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