Unclaimed
Brooks Hansen is a financial advisor with Raine Securities LLC. Brooks Hansen is a Series 7, Series 24, Series 63, and Series 79 licensed financial advisor. Brooks Hansen is a registered representative in New York and has been in the industry since 2013. Previously, Brooks Hansen worked at Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/14/2015 - Present
Raine Securities LLC (SANTA MONICA CA)
CA
08/29/2013 - 06/29/2015
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
BC
Issued 06/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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