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Brooks Lockie Hansen

Raine Securities LLC

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About Brooks Lockie Hansen

Brooks Hansen is a financial advisor with Raine Securities LLC. Brooks Hansen is a Series 7, Series 24, Series 63, and Series 79 licensed financial advisor. Brooks Hansen is a registered representative in New York and has been in the industry since 2013. Previously, Brooks Hansen worked at Morgan Stanley & Co. LLC.

Firm Information

Brooks Hansen is currently registered with Raine Securities LLC. Raine Securities LLC is a Limited Liability Company formed in 2005. The firm is registered with the SEC and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brooks Hansen’s Registration & Firm History

CA

07/14/2015 - Present

Raine Securities LLC (SANTA MONICA CA)

CA

08/29/2013 - 06/29/2015

MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/30/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2018

Series 7 - General Securities Representative Examination

BC

Issued 08/29/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brooks Lockie Hansen.
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