Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Lee hays Slate is a financial advisor at Cresset Asset Management, LLC. Brooks has been a registered Investment Advisor Representative for over 6 years. Brooks has experience in the financial services industry, having worked for several financial institutions, including J.P. Morgan Securities LLC. Brooks has a Series 7, Series 63 and SIE license. Brooks holds the designation of Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services, bookkeeping, financial reporting, clerical assistance in other financial matters
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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IL
10/29/2019 - Present
Cresset Asset Management, LLC (CHICAGO IL)
CA
06/20/2013 - 10/14/2019
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
NY
08/18/2009 - 06/08/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
DC
07/13/2007 - 06/02/2009
AMERIPRISE FINANCIAL SERVICES, INC. (WASHINGTON DC)
BC
Issued 08/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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