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Brooks Judson Collins

Wells Fargo Advisors Financial Network, LLC

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About Brooks Judson Collins

Brooks Judson Collins is an Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Brooks has been in the financial services industry since 2000 and is registered in Alabama and Texas. Brooks has also held positions with Morgan Stanley and A. G. Edwards & Sons, Inc. In addition to Wells Fargo Advisors Financial Network, LLC, Brooks is also involved with several other businesses.

Firm Information

Brooks Collins is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brooks Collins’s Registration & Firm History

AL

11/27/2023 - Present

Wells Fargo Advisors Financial Network, LLC (DECATUR AL)

AL

02/15/2019 - 11/09/2022

WELLS FARGO CLEARING SERVICES, LLC (FLORENCE AL)

AL

06/29/2011 - 02/19/2019

MORGAN STANLEY (DECATUR AL)

AL

02/13/2007 - 07/11/2011

MORGAN KEEGAN & COMPANY, INC. (FLORENCE AL)

AL

04/09/2002 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (FLORENCE AL)

MO

09/08/2000 - 12/13/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 10/05/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Brooks Judson Collins. Review regulatory record here.
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