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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks John Pellerin is a financial advisor who is currently registered with Fisher Investments. Brooks John Pellerin has been in the industry since 2016 and holds Series 7, 66, and 65 licenses as well as the SIE designation. Brooks John Pellerin has previous experience with Fidelity Brokerage Services LLC and National Financial Services LLC. Brooks John Pellerin specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Brooks John Pellerin also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
07/25/2023 - Present
Fisher Investments (PLANO TX)
RI
01/03/2018 - 03/04/2021
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
NH
10/08/2016 - 09/28/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 04/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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