Unclaimed
Brooks Hamilton Doggett is a financial advisor with Capital Group Private Client Services, Inc. Brooks has been in the industry since 1993. Brooks has a deep understanding of the financial markets, and is committed to providing clients with personalized financial advice. Brooks has a strong background in investment management, with experience at Goldman Sachs & Co. and Deutsche Bank Securities Inc. Brooks is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
11/04/2022 - Present
Capital Group Private Client Services, Inc. (San Francisco CA)
NY
07/07/2011 - 09/13/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
CA
06/21/2005 - 07/05/2011
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NY
10/03/1997 - 06/23/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/13/1993 - 09/21/1994
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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