Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Gregory Oneil is a financial advisor who has been in the industry since September 25, 1988. Brooks currently works for Lake Street Capital Markets, LLC in Minneapolis, MN. Prior to joining Lake Street Capital Markets, LLC, Brooks worked for Dougherty & Company LLC and Avondale Partners, LLC. Brooks is registered with the state of Minnesota and has passed the Series 7, Series 24, Series 63, Series 86, Series 87, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
12/20/2016 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
10/25/2006 - 11/23/2015
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
01/12/2006 - 10/26/2006
AVONDALE PARTNERS, LLC (EDINA MN)
MN
01/20/2004 - 01/23/2006
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
04/18/2002 - 01/23/2004
TRIPLETREE, LLC (BLOOMINGTON MN)
CA
05/01/2001 - 09/25/2001
THINKEQUITY PARTNERS (SAN FRANCISCO CA)
MN
01/21/1987 - 04/12/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 01/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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