Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks F Lanoue is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., which is based in HINSDALE, IL. Brooks F Lanoue has been active in the securities industry since 2009. Brooks F Lanoue is licensed to provide securities advice in 38 states and holds a Series 66, 31, 10, 9, 7 and SIE licenses. In addition to being a registered representative, Brooks F Lanoue is also a registered investment advisor. Brooks F Lanoue has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2008. The firm has offices in HINSDALE, IL and provides financial advice to individuals, corporations, insurance companies, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HINSDALE IL)
BOTH
Issued 03/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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