Unclaimed
Brooks McCall is a financial advisor with Sanctuary Securities, Inc. He is a registered representative in Texas and has been in the financial services industry since 2002. Brooks is Series 7, 24, 52, 53, 55 and 57 licensed and has earned the Series 63 license. He is also a Registered Principal. Prior to joining Sanctuary Securities, Brooks was an advisor at International Assets Advisory, LLC and Woodstock Financial Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
04/27/2022 - Present
Sanctuary Securities, Inc. (INDIANAPOLIS IN)
TX
04/25/2012 - 04/07/2022
INTERNATIONAL ASSETS ADVISORY, LLC (SAN ANTONIO TX)
TX
11/10/2010 - 05/03/2012
WOODSTOCK FINANCIAL GROUP, INC. (AUSTIN TX)
TX
05/29/2007 - 11/16/2010
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
04/15/2003 - 05/21/2007
FIXED INCOME SECURITIES, LP (BOERNE TX)
NY
09/27/2001 - 09/19/2002
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brooks McCall is the right advisor for you? Invested Better is here to help.