Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brooks? Claim Your ProfileBrooks Vanderzee is a financial advisor with over 24 years of experience in the industry. Brooks is currently registered with Osaic Wealth, Inc. and holds Series 4, 6, 7, 24, 63, 65, and 66 licenses. Brooks has a proven track record of success in providing financial advice to individuals, families, and businesses. Brooks is committed to providing personalized financial solutions that meet the unique needs of each client. Brooks offers a wide range of financial services, including financial planning, investment management, retirement planning, and estate planning. Brooks is also a registered investment advisor and is committed to acting in the best interests of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
05/09/2019 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/09/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/09/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
FL
03/05/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
03/05/2019 - 11/03/2023
FSC SECURITIES CORPORATION (ST. PETERSBURG FL)
FL
03/05/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ST. PETERSBURG FL)
FL
04/04/2018 - 08/07/2018
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PETERSBURG FL)
FL
04/15/2008 - 03/08/2018
SCOTTRADE, INC. (SARASOTA FL)
FL
06/10/2004 - 12/31/2007
SUNTRUST INVESTMENT SERVICES, INC. (SARASOTA FL)
FL
07/17/2002 - 06/07/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
07/11/2001 - 12/18/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
02/18/2000 - 07/06/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MD
12/16/1997 - 01/28/2000
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
05/22/1997 - 08/05/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/17/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2007
Series 4 - Registered Options Principal Examination
BC
Issued 02/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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